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MD - Equity Trading
Managing all the operations of equity trading included management, execution, business development, compliance issues and familiar with all the products in secondary marketing
- To work closely with institutional clients, sales and sales traders of local/overseas offices for identification of purchase and sales opportunities
- To match buy and sell orders in the same equity.
- To monitor trades to ensure efficient and effective execution and compliance on a daily basis.
- To develop relationship with clients through trading and execution services.
- To identify, develop new clients/new sources of product supply and elicit additional business.
- To perform proper after-trade follow-up actions


- University graduate or equivalent,
- 8 years equity trading experience with a strong network of institutional contacts in Asia
- Proven record of selling Asian equities with a strong client database.
- Good presentation and technical skills
- Result oriented, driven by challenges of the market and a will to succeed
- Excellent teamwork, English/Cantonese communication skills together with confidence and flair
- High standard of ethics and integrity
- Relevant registrations with SFC


Market: Asian Equities
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Head of Research
- To oversee the Research Department and ensure the smooth running of the department
- Lead the research team to prepare in-depth and timely research reports and notes
- Provide investment ideas to both internal (Investment Banking, Asset Management, Fixed Income and Securities Trading) and external clients.
- Make sure that the department has produced quality research products, which include daily Snapshot, individual company reports and quarterly reports to our clients.
- Motivate team members to provide the best output
- Responsible for market update and preparation of seminar materials


- University graduate, preferably with an MBA degree
- 8-10 years’ research experience
- Strong language skills-English and Chinese (Mandarin is a must)
- PC skills, such as Excel, PowerPoint, Bloomberg, etc
- Strong stock market sense and a global perspective
- Good leadership skill
- Good communication and presentation skills
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Principal of Corporate Finance
- Holder of Principal license (will also consider if qualified to apply for Principal)
- To be responsible for corporate finance execution in conjunction with Greater China coverage and execution bankers, manage client relationships, and liaise with Sales and Research Departments in Hong Kong and overseas.
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Head of Settlement / Operation
- Oversee the settlement department and other operation department handle settlement matters in relations to the securities and derivatives businesses in Hong Kong as well as overseas markets;
- Able to apply internal operations procedures in strict compliance with the Company’s guidelines, policies and reporting requirements;
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SVP / Director - Treasury and Finance Dept
- To ensure the timeliness and accuracy of internal, head office, external and regulatory reporting submission
- To review/ assist the group consolidated accounts and reports
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Product Manager (Wealth Management)
- Drive and implement new business initiatives to achieve financial growth in Wealth Management products;
- Identify and explore new ideas to support business growth;
- Provide customized recommendations to help Sales/client meet their financial goals;
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- Act as an in-house lawyer to handle the legal issues for the Company;
- Define overall business strategies;
- In charge of the back office operations for the Company, implement strategies and policies related to the daily operations in order to support the business units;
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Equity Research Analyst
- Prepare research reports on a regular basis, including economic updates, daily market commentaries, sector reports, and individual stock reports. Key market focus on Hong Kong and PRC
- 2 - 3 years exp
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Director of Corporate Finance
- An experienced Corporate Finance banker with 10 years experience in IPOs, corporate finance advisory and equity capital market transactions execution experience with international and reputable regional investment banks.
- Holder of Principal license
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