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VP - Direct Investment
- Reporting into the Head of Principal Investment Department, the jobholder will be responsible for:
- Origination and execution of the Company’s capital investments and corporate strategic investments;
 
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Head of Legal and Compliance
- Direct the activities of the compliance staff and to develop and monitor the overall compliance program of the company including the overseeing of business activities within the regulatory environment, ensuring that the company's activities meet with the requirements of regulatory bodies and discharging any statutory reporting obligations;
- Establish and maintain the General Compliance Manual and policies and procedures for the Company;
 
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DCM - Managing Director
- Lead the DCM team to drive the DCM business by planning and implementing business strategies to achieve the Company’s objectives
- Originate, seek and execute a variety of DCM opportunities
 
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Senior Accountant
- Handle monthly management account, notes to the financial statement and supporting schedules of securities company
- Handle accounting entries, vouchers, trust account and brokers & bank reconciliation
- Prepare FRR reports and supporting schedules
 
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Product Development Manager (Wealth Management)
- Develop full spectrum of wealth management products;
- Enhance products awareness and knowledge of front line sales team;
- Monitor and prepare wealth management product launching materials;
 
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Sales Team Head (Wealth Management)
- Report Directly to the Wealth Management Group Head;
- Responsible for promoting Company’s products;
 
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Administrator - Wealth Management
- Verify application documents are in compliance with Company’s requirements;
- Handle clients’ enquiries and coordinate with internal departments on client accounts matters;
 
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Director of Corporate Finance
- An experienced Corporate Finance banker with 10 years experience in IPOs, corporate finance advisory and equity capital market transactions execution experience with international and reputable regional investment banks.
- Holder of Principal license
 
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