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Principal of Corporate Finance
- Holder of Principal license (will also consider if qualified to apply for Principal)
- To be responsible for corporate finance execution in conjunction with Greater China coverage and execution bankers, manage client relationships, and liaise with Sales and Research Departments in Hong Kong and overseas.
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Responsible Officer (Type 1) - Wealth Management
- Supervise Type 1 regulated activity (dealing in securities) under SFO and ensure the sales and dealing operations in compliance with all relevant regulatory requirements and internal policies;
- Provide advice and support to management on strategic activities;
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Head of Settlement / Operation
- Oversee the settlement department and other operation department handle settlement matters in relations to the securities and derivatives businesses in Hong Kong as well as overseas markets;
- Able to apply internal operations procedures in strict compliance with the Company’s guidelines, policies and reporting requirements;
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SVP / Director - Treasury and Finance Dept
- To ensure the timeliness and accuracy of internal, head office, external and regulatory reporting submission
- To review/ assist the group consolidated accounts and reports
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Product Manager (Wealth Management)
- Drive and implement new business initiatives to achieve financial growth in Wealth Management products;
- Identify and explore new ideas to support business growth;
- Provide customized recommendations to help Sales/client meet their financial goals;
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- Act as an in-house lawyer to handle the legal issues for the Company;
- Define overall business strategies;
- In charge of the back office operations for the Company, implement strategies and policies related to the daily operations in order to support the business units;
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VP - Direct Investment
- Reporting into the Head of Principal Investment Department, the jobholder will be responsible for:
- Origination and execution of the Company’s capital investments and corporate strategic investments;
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Equity Research Analyst
- Prepare research reports on a regular basis, including economic updates, daily market commentaries, sector reports, and individual stock reports. Key market focus on Hong Kong and PRC
- 2 - 3 years exp
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Director of Corporate Finance
- An experienced Corporate Finance banker with 10 years experience in IPOs, corporate finance advisory and equity capital market transactions execution experience with international and reputable regional investment banks.
- Holder of Principal license
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